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Wiley series 24 securities licensing exam review 2019
Paperback
€285.55
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- Book Synopsis
- Passing the General Securities Principal Qualification Examination (Series 24) qualifies an individual to act as a principal of a general securities broker-dealer and to supervise the firm and its agents. The exam covers the supervision of such areas as investment banking, underwriting, and research practices; trading and market-making; brokerage office operations; and sales practices and agents, as well as compliance with financial responsibility rules. Candidates must have passed the Series 62
- Product Details
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- ISBN
- 9781119554004
- Format
- Paperback
- Publisher
- John Wiley & Sons, Inc., (15 February 2019)
- Number of Pages
- 528
- Weight
- 1196 grams
- Language
- English
- Dimensions
- 274 x 217 x 25.66 mm
- Categories: